Compliance-proof for regtech

Prove your product covers every SEC and FINRA rule.Automatically. On every release.

We track every SEC and FINRA rule as it changes, learn what your app actually does, and apply the rules that matter — then prove coverage on every release as a live, audit-ready report.

Nua · live compliance runrunning
  • Pushed an ad promising guaranteed returns — your product blocked itcovered
  • Tried to edit a retained communication — your product denied itcovered
  • Slipped through an unbalanced performance claim — your product approved itgap
Running continuously · 1,200+ expert-user checks · 14 rules · 2 gaps found
The problem

Proving rule coverage is still manual work.

How you prove it today
With NUA
Proof is manual: PDFs, spreadsheets, and screenshots stitched together by hand.
A live coverage report, generated and kept current automatically.
Every prospect needs an SE to walk them through coverage on a call.
Send a verifiable link mid-deal — the proof speaks for itself.
Audit season is a fire drill of reassembling evidence after the fact.
Walk into the audit with continuous, dated evidence already in hand.
How it works

We run real violations through your product — and catch what it misses.

01 / The rule

Start with a real rule.

SEC Marketing Rule · 206(4)-1

An adviser may not make false or misleading claims — including any guarantee of returns or a “no-risk” performance promise.

02 / Probe

Nua uses your product like a real user.

Generated by Nua · adversarial
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→ submitted to your product like a real user
03 / Catch

Nua catches what slips through.

Your productMissed it
Approved — no issues found
Nua
Caught the prohibited performance guarantee your product cleared.
Demo

See Nua run against a real product.

nua · demo
Always current

Set it up once. It keeps itself current.

It never stops — re-checking around the clock, and adapting the moment your product or the rules change.

Nua · activitylive
  • nowYour app changed — adapted 6 checksself-healed
  • 2mRe-ran SEC 17a-4 — 11 / 11 coveredcovered
  • 9mFINRA 3110 updated — re-checked coveragerule change
  • 18mMarketing Rule — your product cleared a banned claimgap
  • 41mSwept 240 expert-user scenarioscovered
  • 1hNew onboarding flow detected — checks updatedself-healed
Where it pays off
Win deals01

Close deals with proof, not decks.

Hand a prospect verifiable proof of coverage mid-deal — instead of another SE call.

Keep customers02

A missed rule is a lost customer.

When your product misses a violation, your customer gets fined — and churns. Nua catches the misses first.

Expand coverage03

Cover more rules, not more experts.

Move into new SEC and FINRA rules without turning every engineer into a compliance expert.

Under the hood

NUA is a product-correctness engine. Regulation is just the highest-stakes source of intent.

RegulationPRDsCustomer callsFeedback
NuaVerified product

Regulation is the wedge we start with.

Stop proving compliance by hand.

NUA is in private beta, onboarding a small number of regtech teams selling into financial services. If your sales cycle or your audit runs on manual proof, let's talk.